Securities and Exchange Commission

US securities regulator sets new enforcement penalties record at $6.4B in 2022
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18 November, 2022

US securities regulator sets new enforcement penalties record at $6.4B in 2022

The U.S. Securities and Exchange Commission filed 760 enforcement actions in FY 2022, including in the digital asset industry, where...
Philippines: Securities regulator revokes Astrazion’s corporate registration due to fraud charges
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18 November, 2022

Philippines: Securities regulator revokes Astrazion’s corporate registration due to fraud charges

SEC's public disclosure revealed that the two Astrazion firms were "engaged in investment-taking activities without the required license or registration...
In wake of FTX collapse, New York financial regulator wants its digital asset licensing regime adopted nationally
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17 November, 2022

In wake of FTX collapse, New York financial regulator wants its digital asset licensing regime adopted nationally

NYSDFS' Harris claims that New York's regulatory initiatives on digital assets and related products proved to be effective in safeguarding...
Philippines SEC issues public warning vs Cryptogix, Crypto Marketers over breach of capital market laws
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17 November, 2022

Philippines SEC issues public warning vs Cryptogix, Crypto Marketers over breach of capital market laws

Cryptogix leveraged social media to offer investments to the public while claiming to provide 100% returns in as little as...
SEC v Ripple: court grants permission for amicus curiae submissions
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16 November, 2022

SEC v Ripple: court grants permission for amicus curiae submissions

A total of 16 companies, made up mostly of 'crypto' interest groups, have filed an amicus curiae in the SEC...
Ripple publishes ‘regulatory white paper’ amid industry meltdown
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16 November, 2022

Ripple publishes ‘regulatory white paper’ amid industry meltdown

Ripple recommends that British lawmakers set up an overarching regulatory framework, increase its regulatory resources, and commit to public education...
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