Securities and Exchange Commission

SEC commissioner urges private placement reform after FTX failures
-
31 January, 2023

SEC commissioner urges private placement reform after FTX failures

A private placement is the sale of securities to pre-selected, accredited investors as opposed to an offering on public markets...
Philippines securities watchdog new rules to clamp down on virtual currency bad actors
-
30 January, 2023

Philippines securities watchdog new rules to clamp down on virtual currency bad actors

More stringent regulations may be heading toward the Philippines after the SEC bares its plan to ramp up surveillance of...
SEC probes investment advisers over digital asset custody
-
27 January, 2023

SEC probes investment advisers over digital asset custody

Sources said the investigation is not new, and the SEC has been interrogating investment advisors' custody of digital assets for...
SEC charges Mango Markets manipulator Avraham Eisenberg with stealing $116M of digital assets
-
24 January, 2023

SEC charges Mango Markets manipulator Avraham Eisenberg with stealing $116M of digital assets

Avraham Eisenberg faces another charge tied to alleged fraud and market manipulation, this time brought by the U.S. securities regulator,...
Thailand security regulator issues new guidelines for virtual currency wallet providers
-
21 January, 2023

Thailand security regulator issues new guidelines for virtual currency wallet providers

Under the latest regulations, VASPs are mandated to create a digital wallet management system, a framework for securing wallet keys,...
Nexo to pay $45 million in penalties over illegal lend-to-earn program
-
20 January, 2023

Nexo to pay $45 million in penalties over illegal lend-to-earn program

The charges on Nexo come with an announcement that it has agreed to settle: they will pay a $22.5 million...
Advertisement