FINRA wants to hire laid-off digital currency employees as thousands lose their jobs
If you have been working for a digital asset firm and recently lost your job, FINRA president Robert Cook wants you to give him a call, Reuters reports.
Latest FINRA News
Robinhood settles with FINRA for equity order routing failures
The investment app reportedly failed to ensure customer orders were executed on the best available terms when routing orders through its broker-dealer partners.
Grayscale gets FINRA green light for crypto-based security
The firm’s Digital Large Cap fund will be quoted on OTC markets under the symbol GDLCF.
SEC and FINRA weigh in on crypto custody
Two of the primary regulators overseeing financial activity in the U.S. have weighed in on the subject of cryptocurrency custody.
FINRA slams former Merrill Lynch employee for crypto mining
The Financial Industry Regulatory Authority in the US has taken action against a former financial advisor with Merrill Lynch for his extracurricular activities.
Colorado crypto broker scammed $1.5 million, banned by U.S. regulators
A crypto broker was offering discounted Bitcoin Core (BTC) that seemed to good to be true, and FINRA has shut him down.
HempCoin promoter charged with unlawful distribution of crypto securities
Timothy Tilton Ayre, promoter of a scheme called HempCoin, is charged with promoting the token as an unregulated security, which has been described as “the first minable coin backed by marketable securities.”
FINRA warns against ICOs offerings SAFTS
The Financial Industry Regulatory Authority (FINRA) has raised the alert for ICO that promote an adoption of SAFT in an effort to try and convince investors that they are offering a security or are in compliance with regulatory guidelines.
Uphold moves closer to becoming legal US crypto broker-dealer
Acquiring JNK Securities would enable Uphold to offer cryptocurrency transactions for its clients and start listing ICO through its securities division.
Coinbase ‘on track’ to US regulatory nod for crypto securities listing
Securing a regulatory approval in the U.S. will allow Coinbase to operate across the country under the oversight of the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).