Latest News Of FINRA Tag
Business 10 July 2019
SEC and FINRA weigh in on crypto custody
Two of the primary regulators overseeing financial activity in the U.S. have weighed in on the subject of cryptocurrency custody.
Business 13 June 2019
FINRA slams former Merrill Lynch employee for crypto mining
The Financial Industry Regulatory Authority in the US has taken action against a former financial advisor with Merrill Lynch for his extracurricular activities.
Business 26 March 2019
Colorado crypto broker scammed $1.5 million, banned by U.S. regulators
A crypto broker was offering discounted Bitcoin Core (BTC) that seemed to good to be true, and FINRA has shut him down.
Business 12 September 2018
HempCoin promoter charged with unlawful distribution of crypto securities
Timothy Tilton Ayre, promoter of a scheme called HempCoin, is charged with promoting the token as an unregulated security, which has been described as “the first minable coin backed by marketable securities.”
Business 19 August 2018
FINRA warns against ICOs offerings SAFTS
The Financial Industry Regulatory Authority (FINRA) has raised the alert for ICO that promote an adoption of SAFT in an effort to try and convince investors that they are offering a security or are in compliance with regulatory guidelines.
Business 29 June 2018
Uphold moves closer to becoming legal US crypto broker-dealer
Acquiring JNK Securities would enable Uphold to offer cryptocurrency transactions for its clients and start listing ICO through its securities division.
Business 8 June 2018
Coinbase ‘on track’ to US regulatory nod for crypto securities listing
Securing a regulatory approval in the U.S. will allow Coinbase to operate across the country under the oversight of the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).