Latest News Of FINRA Tag

HempCoin promoter charged with unlawful distribution of crypto securities

Business 12 September 2018

HempCoin promoter charged with unlawful distribution of crypto securities

Timothy Tilton Ayre, promoter of a scheme called HempCoin, is charged with promoting the token as an unregulated security, which has been described as “the first minable coin backed by marketable securities.”

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FINRA warns against ICOs offerings SAFTS

Business 19 August 2018

FINRA warns against ICOs offerings SAFTS

The Financial Industry Regulatory Authority (FINRA) has raised the alert for ICO that promote an adoption of SAFT in an effort to try and convince investors that they are offering a security or are in compliance with regulatory guidelines.

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Uphold moves closer to becoming legal US crypto broker-dealer

Business 29 June 2018

Uphold moves closer to becoming legal US crypto broker-dealer

Acquiring JNK Securities would enable Uphold to offer cryptocurrency transactions for its clients and start listing ICO through its securities division.

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Coinbase ‘on track’ to US regulatory nod for crypto securities listing

Business 8 June 2018

Coinbase ‘on track’ to US regulatory nod for crypto securities listing

Securing a regulatory approval in the U.S. will allow Coinbase to operate across the country under the oversight of the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).

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