Financial Industry Regulatory Authority

Real engine behind tokenized finance isn’t what investors expect
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28 May, 2026

Real engine behind tokenized finance isn’t what investors expect

At the FINRA 2026 Annual Conference, industry leaders explored how stablecoins, tokenization, and regulation are reshaping blockchain’s role in finance.
Joint CFTC/SEC meeting: Harmonization meets deregulation
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2 October, 2025

Joint CFTC/SEC meeting: Harmonization meets deregulation

US regulators CFTC and SEC meet to discuss digital asset harmonization and regulations, emphasizing equity and innovation in crypto markets.
US regulators investigating unusual trading activity
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30 September, 2025

US regulators investigating unusual trading activity

U.S. regulators investigate over 200 companies for potential Reg FD violations related to crypto treasury announcements and stock price manipulations.
Gemini, Kraken, Bullish… last exchange to go public is a rotten egg!
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11 March, 2025

Gemini, Kraken, Bullish… last exchange to go public is a rotten egg!

U.S.-based digital asset exchanges like Kraken and Gemini are pursuing IPOs despite the threat of extra regulatory scrutiny that comes...
FINRA: Metaverse to hit $3T by 2031, but poses regulatory risks
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4 November, 2024

FINRA: Metaverse to hit $3T by 2031, but poses regulatory risks

FINRA says it has observed more players in the securities industry diving into the metaverse but warns that they must...
70% of FINRA members’ digital asset communications violated rules: report
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26 January, 2024

70% of FINRA members’ digital asset communications violated rules: report

FINRA reviewed over 500 digital asset-related retail communications, of which 70% were found to have breached its rules to be...