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Financial Industry Regulatory Authority

FINRA: Metaverse to hit $3T by 2031, but poses regulatory risks
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4 November, 2024

FINRA: Metaverse to hit $3T by 2031, but poses regulatory risks

FINRA says it has observed more players in the securities industry diving into the metaverse but warns that they must...
70% of FINRA members’ digital asset communications violated rules: report
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26 January, 2024

70% of FINRA members’ digital asset communications violated rules: report

FINRA reviewed over 500 digital asset-related retail communications, of which 70% were found to have breached its rules to be...
Ethereum, Vitalik Buterin’s Chinese connection: How deep does it go?
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29 August, 2023

Ethereum, Vitalik Buterin’s Chinese connection: How deep does it go?

Blockchain detectives are claiming that Ethereum and Vitalik Buterin are allegedly financially beholden to Chinese conglomerate Wanxiang Group, which has...
Coinbase says SEC won’t let it register, Prometheum says ‘hold my beer’
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25 May, 2023

Coinbase says SEC won’t let it register, Prometheum says ‘hold my beer’

Coinbase accuses the SEC of simultaneously claiming that it hasn’t made up its mind on the exchange’s demands while SEC...
FINRA wants to hire laid-off digital currency employees as thousands lose their jobs
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18 June, 2022

FINRA wants to hire laid-off digital currency employees as thousands lose their jobs

If you have been working for a digital asset firm and recently lost your job, FINRA president Robert Cook wants...
Robinhood Crypto to pay NY regulator $15M fine in anti-money laundering probe
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12 July, 2021

Robinhood Crypto to pay NY regulator $15M fine in anti-money laundering probe

In a regulatory filing with the U.S. Securities and Exchange Commission, the company revealed it’s facing the penalties over issues...
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